Cases/Articles

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Open Investigations

Allen Vellone Wolf Helfrich & Factor P.C. Announces Investigation Against LPL Financial Corp. Regarding Inland REIT

Jim Helfrich, Esq. and Jordan Factor, Esq., attorneys at Allen Vellone Wolf Helfrich & Factor P.C., are investigating claims against LPL Financial, LLC on behalf of investors who lost money in Inland Western REIT, n/k/a Retail Properties of America (NYSE: RPAI), Inland American REIT. The Secretary of the Commonwealth of Massachusetts has charged LPL Financial, LLC with a failure to supervise registered reps who sold Inland REITs.

If you have information about sales of Inland REITs by LPL Financial, LLC, please contact Jim Helfrich, Esq. or Jordan Factor, Esq. at 303-534-4499.

Allen Vellone Wolf Helfrich & Factor P.C. is a full service law firm located in Denver, Colorado. Allen Vellone Wolf Helfrich & Factor P.C. has significant experience representing investors in cases involving unsuitable or fraudulent investments. Attorneys at Allen Vellone Wolf Helfrich & Factor P.C. represent investors frequently in arbitrations before the Financial Industry Regulatory Authority (FINRA), as well as in lawsuits in state and federal courts.

Allen Vellone Wolf Helfrich & Factor P.C. Announces LPL Financial Corp. Investigation

Jim Helfrich, Esq. and Jordan Factor, Esq., attorneys at Allen Vellone Wolf Helfrich & Factor P.C., are investigating claims against LPL Financial, LLC relating to allegations that customers of LPL Financial, LLC have lost significant sums of money in unsuitable and, at times, fraudulent investments. These investments include annuities, REITs, promissory notes, and stock in non-publically traded companies.

If you have information about inappropriate investment activity by brokers of LPL Financial, LLC, please contact Jim Helfrich, Esq. or Jordan Factor, Esq. at 303-534-4499.

Allen Vellone Wolf Helfrich & Factor P.C. is a full service law firm located in Denver, Colorado. Allen Vellone Wolf Helfrich & Factor P.C. has significant experience representing investors in cases involving unsuitable or fraudulent investments. Attorneys at Allen Vellone Wolf Helfrich & Factor P.C. represent investors frequently in arbitrations before the Financial Industry Regulatory Authority (FINRA), as well as in lawsuits in state and federal courts.

Published Cases

  1. McGILLIS INVESTMENT COMPANY, LLP v. FIRST INTERSTATE FINANCIAL UTAH LLC, Colo: Court of Appeals, 4th Div. 2015
  2. Ouray Sportswear, LLC v. IND. CLAIM APP. OFFICE, 315 P. 3d 1280 - Colo: Court of Appeals, 3rd Div. 2013
  3. Watson v. Cal-Three, LLC, 254 P. 3d 1189 - Colo: Court of Appeals, 4th Div. 2011
  4. LNH
  5. American Securities Transfer Inc v Pantheon Industries Inc
  6. ROSENTHAL V. DEAN WITTER REYNOLDS, INC. Cite as 908 P.2d 1095 (Colo. 1995)
  7. KLEIN V. GRYNBERG Cite as 44 F.3d 1497.
  8. In re Adam Aircraft Indus., 2012 Bankr. LEXIS 745 (Bankr. D. Colo. Feb. 28, 2012) (upholding lender liability claim of equitable subordination upon showing of inequitable conduct by lender). 
  9. Caprer v. Nussbaum, 36 A.D.3d 176 (N.Y. App. Div. 2d Dep't 2006) (establishing causes of actions for New York condominium unit owners against management, including the right to sue derivatively on behalf of the building for waste or damages to common elements).
  10. Associated Natural Gas v. Nordic Petro., 807 P. 2d 1195 - Colo: Court of Appeals, 4th Div. 1990

Articles

  1. Mapping out Cross-Examination Through Deposition Testimony
  2. Labor and Employment Review; Dorman v. Petrol Aspen Inc., The Death of Employment at Will.
  3. The Duty of Loyalty and Preparations to Compete.(This is a large file and may take extra time to load)
  4. “Who's My Client Again?”36 Colorado Lawyer 11 (November, 2007).
  5. " What's New with the Family and Medical Leave Act," Boulder Area Human Resources Association News (April 2009)

Our Attorneys

Contact Allen Vellone Wolf Helfrich & Factor P.C.

Allen Vellone Wolf Helfrich & Factor P.C.
1600 Stout Street, Suite 1100
Denver, CO 80202
Phone: 303.534.4499
Toll free: 877.534.4499
Fax: 303.893.8332