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Open Investigations

Allen & Vellone Announces LPL Financial Corp. Investigation

Jim Helfrich, Esq. and Jordan Factor, Esq., attorneys at Allen & Vellone, P.C., are investigating claims against LPL Financial, LLC relating to allegations that customers of LPL Financial, LLC have lost significant sums of money in unsuitable and, at times, fraudulent investments. These investments include annuities, REITs, promissory notes, and stock in non-publically traded companies.

If you have information about inappropriate investment activity by brokers of LPL Financial, LLC, please contact Jim Helfrich, Esq. or Jordan Factor, Esq. at 303-534-4499.

Allen & Vellone, P.C. is a full service law firm located in Denver, Colorado. Allen & Vellone, P.C. has significant experience representing investors in cases involving unsuitable or fraudulent investments. Attorneys at Allen & Vellone, P.C. represent investors frequently in arbitrations before the Financial Industry Regulatory Authority (FINRA), as well as in lawsuits in state and federal courts.

Published Cases

1. ROSENTHAL V. DEAN WITTER REYNOLDS, INC. Cite as 908 P.2d 1095 (Colo. 1995).

2.  KLEIN V. GRYNBERG Cite as 44 F.3d 1497.

Articles

1.  Mapping out Cross-Examination Through Deposition Testimony

2.  Labor and Employment Review; Dorman v. Petrol Aspen Inc., The Death of Employment at Will.

3.  The Duty of Loyalty and Preparations to Compete. (This is a large file and may take extra time to load)

4.   “Who's My Client Again?” 36 Colorado Lawyer 11 (November, 2007).

5. " What's New with the Family and Medical Leave Act," Boulder Area Human Resources Association News (April 2009)

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